Pierre Coutu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pierre Coutu ( ), a licensed former licensee with CE reference AUG883. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-01 | 2010-07-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-12-01 | 2010-07-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | 2009-12-01 | 2010-07-01 |