Lei (SFC:AUG807) Li
李蕾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei (SFC:AUG807) Li (李蕾), a licensed former licensee with CE reference AUG807. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| C&F Asset Management HK Limited | Rep | Type 4 — Advising on securities | 2023-04-03 | 2025-09-24 |
| C&F Asset Management HK Limited | Rep | Type 9 — Asset management | 2023-04-03 | 2025-09-24 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 4 — Advising on securities | 2017-02-06 | 2022-07-31 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-01 | 2017-02-06 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2009-12-04 | 2016-07-01 |