Joji Mita
三田丞次
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joji Mita (三田丞次), a licensed former licensee with CE reference AUG691. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-31 | 2012-05-16 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2010-12-31 | 2012-05-16 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-12-31 | 2012-05-16 |