Xi (SFC:AUG468) Liu
劉溪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xi (SFC:AUG468) Liu (劉溪), a licensed former licensee with CE reference AUG468. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-09-07 | 2013-06-07 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2009-11-25 | 2013-06-07 |