Xi Liu
劉溪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xi Liu (劉溪), a licensed former licensee with CE reference AUG468. This person has 3.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-09-07 | 2013-06-07 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2009-11-25 | 2013-06-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xi Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Sheng Yao | BOCI Research Limited | 2009–2013 |
| Chi Sing Lau | BOCI Research Limited | 2009–2013 |
| Qiong Wu | BOCI Research Limited | 2009–2013 |
| Wenzhou Hu | BOCI Research Limited | 2009–2013 |
| Ngan Pak | BOCI Research Limited | 2009–2013 |
| Bingnan Ye | BOCI Research Limited | 2009–2013 |
| Belle Chan | BOCI Research Limited | 2009–2013 |
| Xue Feng | BOCI Research Limited | 2009–2013 |
| Wei Wang | BOCI Research Limited | 2009–2013 |
| Yukun Le | BOCI Research Limited | 2009–2013 |
| Pan Li | BOCI Research Limited | 2009–2013 |
| Huiming Liu | BOCI Research Limited | 2009–2013 |
| Simon Ka Wai Lo | BOCI Research Limited | 2009–2013 |
| Xiaoman Ni | BOCI Research Limited | 2009–2013 |
| Peng Sun | BOCI Research Limited | 2009–2013 |
| Qian Tang | BOCI Research Limited | 2009–2013 |
| Yusheng Wang | BOCI Research Limited | 2009–2013 |
| Minle Xu | BOCI Research Limited | 2009–2013 |
| Lin Yuan | BOCI Research Limited | 2009–2013 |
| Jian Zhang | BOCI Research Limited | 2009–2013 |