Jean-Louis Patrick Scandella
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jean-Louis Patrick Scandella ( ), a licensed former licensee with CE reference AUF111. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-15 | 2016-10-01 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-15 | 2016-10-01 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2015-10-14 | 2015-10-17 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2015-10-14 | 2015-10-17 |