Sheng (SFC:AUE973) Zhao
趙晟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheng (SFC:AUE973) Zhao (趙晟), a licensed Representative with CE reference AUE973. Currently licensed at 1 firm(s): Millennium Capital Management (Hong Kong) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2022-10-31 | present |
| Polymer Capital Management (HK) Limited 柏駿資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-06-05 | 2022-05-02 |
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 |
Rep | Type 9 — Asset management | 2019-06-13 | 2020-06-05 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-08 | 2019-05-31 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2017-03-08 | 2019-05-31 |
| Shinhan Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-04-07 | 2017-01-31 |
| Shinhan Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2014-04-07 | 2017-01-31 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-16 | 2014-03-18 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2009-12-16 | 2014-03-18 |