Lena Sui Lyn Ban
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lena Sui Lyn Ban ( ), a licensed former licensee with CE reference AUE036. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-11-05 | 2018-08-06 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-08-05 | 2011-10-25 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-19 | 2010-01-19 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-11-19 | 2010-01-19 |