Yumi Shinoda
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yumi Shinoda ( ), a licensed former licensee with CE reference AUC938. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-06 | 2011-10-08 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-11-06 | 2011-10-08 |