Louis Francais Albanese II
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Louis Francais Albanese II ( ), a licensed former licensee with CE reference AUC929. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-09-24 | 2010-12-10 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2010-09-24 | 2010-12-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-09-24 | 2010-12-10 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2010-09-24 | 2010-12-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2010-09-24 | 2010-12-10 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2010-09-24 | 2010-12-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-12-01 | 2010-09-03 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2009-12-01 | 2010-09-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2009-12-01 | 2010-09-03 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2009-12-01 | 2010-09-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2009-12-01 | 2010-09-03 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2009-12-01 | 2010-09-03 |