Yi Li Ally Wang
王逸鸝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Li Ally Wang (王逸鸝), a licensed former licensee with CE reference AUC869. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gateway Private Markets (HK) Limited |
Rep | Type 1 — Dealing in securities | 2022-05-03 | 2023-01-12 |
| Gateway Private Markets (HK) Limited |
Rep | Type 9 — Asset management | 2022-05-03 | 2023-01-12 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-19 | 2016-01-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-16 | 2011-05-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-16 | 2011-05-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-11-16 | 2011-05-31 |