Qing (SFC:AUC516) Zhao
趙晴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qing (SFC:AUC516) Zhao (趙晴), a licensed former licensee with CE reference AUC516. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2010-07-21 | 2010-12-01 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-12-10 | 2010-07-21 |