Paul Gregory Norris
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Gregory Norris ( ), a licensed former licensee with CE reference AUC402. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VTB Capital Plc |
Rep | Type 1 - Dealing in securities | 2009-11-23 | 2009-11-25 |
| VTB Capital Plc |
Rep | Type 4 - Advising on securities | 2009-11-23 | 2009-11-25 |
| VTB Capital Plc |
Rep | Type 6 - Advising on corporate finance | 2009-11-23 | 2009-11-25 |