James McConville Ross
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James McConville Ross ( ), a licensed former licensee with CE reference AUC310. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-01 | 2010-11-05 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2009-11-09 | 2009-11-13 |