Candy Tsz Yan Tang
鄧芷茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Candy Tsz Yan Tang (鄧芷茵), a licensed former licensee with CE reference AUC178. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-15 | 2015-03-10 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-11 | 2011-11-11 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-12-15 | 2010-06-11 |