Joseph Lawrence Braitsch
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Lawrence Braitsch, a licensed former licensee with CE reference AUC177. This person has 2.8 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2009-11-09 | 2012-09-07 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2009-11-09 | 2012-09-07 |