Xu (SFC:AUB753) Wang
汪旭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xu (SFC:AUB753) Wang (汪旭), a licensed former licensee with CE reference AUB753. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-10 | 2011-07-19 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-11-10 | 2011-07-19 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-11-10 | 2011-07-19 |