Hou-Ho Su
蘇厚合
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hou-Ho Su (蘇厚合), a licensed former licensee with CE reference AUB386. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2026-03-23 | 2026-03-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-05 | 2011-06-30 |