Cynthia Hoi Kay Chan
陳凱琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cynthia Hoi Kay Chan (陳凱琪), a licensed former licensee with CE reference AUB274. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-15 | 2024-03-14 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-25 | 2015-05-27 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-18 | 2014-09-30 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-02 | 2014-09-30 |