Michael James Collett
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael James Collett ( ), a licensed former licensee with CE reference AUB134. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirabaud (Asia) Limited |
Rep | Type 1 — Dealing in securities | 2016-09-30 | 2017-06-02 |
| Mirabaud (Asia) Limited |
Rep | Type 4 — Advising on securities | 2016-09-30 | 2017-06-02 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-13 | 2015-11-11 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-09 | 2010-07-22 |
| ICAP Equities Asia Limited | Rep | Type 1 — Dealing in securities | 2009-11-26 | 2010-04-29 |