Richard Ning
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Ning ( ), a licensed former licensee with CE reference AUA444. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-17 | 2011-03-25 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-09-17 | 2011-03-25 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-29 | 2010-08-16 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-10-29 | 2010-08-16 |