Bhavin Pravin Parmar

CE No. AUA256 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bhavin Pravin Parmar (), a licensed former licensee with CE reference AUA256. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 1 - Dealing in securities 2016-08-01 2016-08-06
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 2 - Dealing in futures contracts 2016-08-01 2016-08-06
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 1 - Dealing in securities 2016-02-22 2016-02-26
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 2 - Dealing in futures contracts 2016-02-22 2016-02-26
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 1 - Dealing in securities 2015-01-27 2015-01-27
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 2 - Dealing in futures contracts 2015-01-27 2015-01-27
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 1 - Dealing in securities 2015-01-20 2015-01-24
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 2 - Dealing in futures contracts 2015-01-20 2015-01-24
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 1 - Dealing in securities 2009-10-28 2012-07-01
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 2 - Dealing in futures contracts 2009-10-28 2012-07-01

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