Peng (SFC:ATY475) Yu
于鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peng (SFC:ATY475) Yu (于鵬), a licensed former licensee with CE reference ATY475. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-29 | 2015-12-08 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-04-29 | 2015-12-08 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-04-29 | 2015-12-08 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-07 | 2012-08-28 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-11-02 | 2012-08-28 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-11-02 | 2012-08-28 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-10-19 | 2010-09-29 |