Lu (SFC:ATX994) Jin
金路
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lu (SFC:ATX994) Jin (金路), a licensed former licensee with CE reference ATX994. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2016-12-19 | 2018-12-21 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2012-06-07 | 2016-12-18 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-10-13 | 2011-03-20 |