Lisa Li Deng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lisa Li Deng ( ), a licensed former licensee with CE reference ATX277. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2011-07-15 | 2016-03-19 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2011-07-15 | 2016-03-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2009-10-07 | 2011-06-01 |