Cong (SFC:ATW842) Wang
王聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cong (SFC:ATW842) Wang (王聰), a licensed former licensee with CE reference ATW842. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-30 | 2022-12-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 - Asset management | 2012-03-30 | 2022-12-19 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-07 | 2011-12-30 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-10-02 | 2011-05-23 |