Navin Kumar Gupta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Navin Kumar Gupta, a licensed former licensee with CE reference ATW420. This person has 2.8 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2009-09-29 | 2012-07-25 |