Navin Kumar Gupta

CE No. ATW420 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Navin Kumar Gupta, a licensed former licensee with CE reference ATW420. This person has 2.8 years of SFC licence history. Total licence records on file: 1.

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Licence history

FirmRoleRegulated activityFromTo
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2009-09-29 2012-07-25

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