Siow Wei Lim
林上崴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siow Wei Lim (林上崴), a licensed former licensee with CE reference ATV571. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-20 | 2013-04-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-10-05 | 2013-04-23 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2009-10-05 | 2010-08-20 |