Lu (SFC:ATT456) Wang
王壚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lu (SFC:ATT456) Wang (王壚), a licensed former licensee with CE reference ATT456. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-03 | 2012-08-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-01-03 | 2012-08-01 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-21 | 2010-11-03 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-09-21 | 2010-11-03 |