Frank Liu
廖溢豐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frank Liu (廖溢豐), a licensed former licensee with CE reference ATT305. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-22 | 2018-08-24 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-12-22 | 2018-08-24 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-20 | 2017-11-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-01-20 | 2017-11-30 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-09 | 2015-12-18 |