Yuan (SFC:ATS925) Zhu
祝元
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan (SFC:ATS925) Zhu (祝元), a licensed former licensee with CE reference ATS925. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2009-09-30 | 2010-07-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2009-09-30 | 2010-07-01 |