Qian (SFC:ATS617) Liu
劉謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qian (SFC:ATS617) Liu (劉謙), a licensed former licensee with CE reference ATS617. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 1 — Dealing in securities | 2017-12-22 | 2022-11-24 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 4 — Advising on securities | 2017-12-22 | 2022-11-24 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-27 | 2017-12-22 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-27 | 2017-12-22 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-10-27 | 2022-11-24 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 1 — Dealing in securities | 2010-01-04 | 2010-10-14 |