Qian Liu
劉謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qian Liu (劉謙), a licensed former licensee with CE reference ATS617. This person has 5.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 1 - Dealing in securities | 2017-12-22 | 2022-11-24 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 4 - Advising on securities | 2017-12-22 | 2022-11-24 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-27 | 2017-12-22 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-27 | 2017-12-22 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-10-27 | 2022-11-24 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 1 - Dealing in securities | 2010-01-04 | 2010-10-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Qian Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.