Sam William Theodore
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sam William Theodore ( ), a licensed former licensee with CE reference ATS057. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2009-10-02 | 2015-10-06 |