Pauline Yeung
楊寶蓮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pauline Yeung (楊寶蓮), a licensed former licensee with CE reference ATR855. This person has 3.6 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fiera Capital (Asia) Hong Kong Limited 凱華投資香港有限公司 |
Rep | Type 9 - Asset management | 2015-08-18 | 2016-03-17 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-04-28 | 2015-02-05 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2014-04-28 | 2015-02-05 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2014-04-28 | 2015-02-05 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2014-04-28 | 2015-02-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-18 | 2011-11-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-08 | 2011-11-29 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2009-09-08 | 2010-11-02 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2009-09-08 | 2010-11-18 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2009-09-08 | 2010-11-11 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2009-09-08 | 2010-11-11 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Pauline Yeung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Amit Gupta | Fiera Capital (Asia) Hong Kong Limited | 2015–2016 |
| Robert Dean Petty | Fiera Capital (Asia) Hong Kong Limited | 2015–2016 |
| Michael Howard Capasso | Fiera Capital (Asia) Hong Kong Limited | 2015–2016 |
| Hsiao-Yun Suen | Fiera Capital (Asia) Hong Kong Limited | 2015–2016 |
| Jehanne Suor | Fiera Capital (Asia) Hong Kong Limited | 2015–2016 |