Pak Kin Lai
黎柏堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Kin Lai (黎柏堅), a licensed former licensee with CE reference ATR485. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-07 | 2023-09-15 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-04 | 2018-08-16 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-10 | 2009-11-03 |