Minggao Shen
沈明高
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Minggao Shen (沈明高), a licensed former licensee with CE reference ATQ771. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-03 | 2020-06-17 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-03 | 2020-06-17 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-27 | 2015-12-04 |