Shuk Ying Lee
李淑英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Ying Lee (李淑英), a licensed former licensee with CE reference AXY625. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 — Asset management | 2013-01-02 | 2013-08-01 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-24 | 2013-08-01 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-18 | 2012-02-28 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-18 | 2012-02-28 |