Kuankuan Tian
田寬寬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kuankuan Tian (田寬寬), a licensed former licensee with CE reference ATP164. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-06-01 | 2012-01-10 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2010-06-01 | 2012-01-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-06-01 | 2012-01-10 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2010-06-01 | 2012-01-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2010-06-01 | 2012-01-10 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2010-06-01 | 2012-01-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-08-25 | 2010-04-29 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2009-08-25 | 2010-04-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2009-08-25 | 2010-04-29 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2009-08-25 | 2010-04-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2009-08-25 | 2010-04-29 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2009-08-25 | 2010-04-29 |