Richard Joseph Gallivan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Joseph Gallivan ( ), a licensed former licensee with CE reference ATO893. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-27 | 2012-07-16 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-08-27 | 2012-07-16 |