Alice Jia Su
蘇佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alice Jia Su (蘇佳), a licensed former licensee with CE reference ATO816. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-24 | 2019-08-23 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-11-24 | 2019-08-23 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-11-24 | 2019-08-23 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2015-08-25 | 2016-09-28 |
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2015-08-25 | 2016-09-28 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2015-08-25 | 2016-09-28 |
| Merrill Lynch Far East Limited | RO | Type 4 - Advising on securities | 2015-08-25 | 2016-09-28 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 - Advising on corporate finance | 2015-08-25 | 2016-09-28 |
| Merrill Lynch Far East Limited | RO | Type 6 - Advising on corporate finance | 2015-08-25 | 2016-09-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-08-24 | 2015-08-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2009-08-24 | 2015-08-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2009-08-24 | 2015-08-25 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2009-08-24 | 2015-08-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2009-08-24 | 2015-08-25 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2009-08-24 | 2015-08-25 |