Guokun Lu
盧國昆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guokun Lu (盧國昆), a licensed former licensee with CE reference ATO478. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-04 | 2015-02-28 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-14 | 2013-09-01 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-17 | 2010-01-12 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-08-17 | 2010-01-12 |