Steven Tugwon Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Tugwon Lee ( ), a licensed former licensee with CE reference ATO159. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2009-09-18 | 2013-10-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-08-17 | 2014-05-21 |