Steven Tugwon Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Tugwon Lee, a licensed former licensee with CE reference ATO159. This person has 4.8 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2009-09-18 | 2013-10-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-08-17 | 2014-05-21 |