Andrew Phillip Cates
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Phillip Cates ( ), a licensed former licensee with CE reference ATO037. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2009-08-24 | 2015-07-30 |