Hideki Suruga
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hideki Suruga ( ), a licensed former licensee with CE reference ATN990. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-11-10 | 2012-06-16 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-31 | 2012-06-16 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-12-31 | 2012-06-16 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2010-12-31 | 2012-06-16 |
| MUSHK Limited | RO | Type 2 — Dealing in futures contracts | 2010-04-09 | 2011-02-28 |
| MUSHK Limited | RO | Type 5 — Advising on futures contracts | 2010-04-09 | 2011-02-28 |
| MUSHK Limited | RO | Type 1 — Dealing in securities | 2009-10-16 | 2011-02-28 |
| MUSHK Limited | RO | Type 4 — Advising on securities | 2009-10-16 | 2011-02-28 |
| MUSHK Limited | Rep | Type 1 — Dealing in securities | 2009-08-17 | 2009-10-16 |
| MUSHK Limited | Rep | Type 4 — Advising on securities | 2009-08-17 | 2009-10-16 |