Kwan Wai Sher
佘君威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Wai Sher (佘君威), a licensed former licensee with CE reference ATN772. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-30 | 2011-03-05 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-05 | 2011-03-05 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 - Asset management | 2010-03-05 | 2011-03-05 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-13 | 2009-11-28 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-08-13 | 2009-11-28 |