Nan (SFC:ATN735) Xia
夏楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan (SFC:ATN735) Xia (夏楠), a licensed former licensee with CE reference ATN735. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-28 | 2013-05-11 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-28 | 2013-05-11 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-07-28 | 2013-05-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-08-14 | 2010-06-09 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2009-08-14 | 2010-06-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2009-08-14 | 2010-06-09 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2009-08-14 | 2010-06-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2009-08-14 | 2010-06-09 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2009-08-14 | 2010-06-09 |