Shu Sum Lai
黎樹森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Sum Lai (黎樹森), a licensed former licensee with CE reference ATN723. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | 2010-07-16 | 2010-10-12 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-13 | 2010-10-12 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-08-13 | 2010-10-12 |