Yan-Wen Hsueh
薛焱文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan-Wen Hsueh (薛焱文), a licensed former licensee with CE reference ATN371. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2017-11-10 | 2023-10-13 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2017-11-10 | 2023-10-13 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2017-11-10 | 2023-10-13 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2017-11-10 | 2023-10-13 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2017-11-10 | 2023-10-13 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | 2017-11-10 | 2023-10-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2009-08-17 | 2017-11-10 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2009-08-17 | 2017-11-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2009-08-17 | 2017-11-10 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2009-08-17 | 2017-11-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2009-08-17 | 2017-11-10 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2009-08-17 | 2017-11-10 |