Narinder Puri
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Narinder Puri ( ), a licensed former licensee with CE reference ATN363. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2020-07-08 | 2021-07-31 |
| Merrill Lynch Far East Limited | RO | Type 2 - Dealing in futures contracts | 2020-07-08 | 2021-07-31 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-20 | 2020-07-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-08-17 | 2021-07-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2009-08-17 | 2020-07-08 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2009-08-17 | 2010-08-20 |