Narinder Puri

CE No. ATN363 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Narinder Puri (), a licensed former licensee with CE reference ATN363. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Merrill Lynch Far East Limited RO Type 1 - Dealing in securities 2020-07-08 2021-07-31
Merrill Lynch Far East Limited RO Type 2 - Dealing in futures contracts 2020-07-08 2021-07-31
Merrill Lynch Far East Limited Rep Type 2 - Dealing in futures contracts 2010-08-20 2020-07-08
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2009-08-17 2021-07-31
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2009-08-17 2020-07-08
Merrill Lynch Futures (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2009-08-17 2010-08-20

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